Investment Manager Services

Our services for investment managers include:

1. Negotiate or Advise regarding Agreements with Banks / Brokers for:

  • Custody or Trust Services
    • Rule 17f-5 and 7; Rule 38A
    • Mutual Fund Back-office Services
  • Group Trusts and other Fund Structures
  • Swaps and other Investment Arrangements;
  • Collateral Control Agreements or Arrangements
  • Administrative and Accounting Arrangements
  • Securities Lending


2. Advise concerning:

  • Fiduciary Duties
  • Prohibited Transactions
  • Corporate Actions; Proxy Voting; Class Action Processing; Foreign Exchange; Pricing; Global Tax Reclaims

Case Studies