Fund Sponsor Services

Our services for fund sponsors include:

1. Negotiate or Advise regarding Agreements with Banks, Managers and other Service Providers for:

  • Custody or Trust Services
  • Investment Management Services
  • Brokerage
  • Administrative or Accounting Services
  • Limited Partnerships and other Investment Vehicles

2. Advise concerning:

  • Fiduciary Duties
  • Prohibited Transactions and Plan Asset Issues
  • Foreign Asset Issues
  • Pricing Issues
  • Proxy Voting; Class Action Processing;

3. Fiduciary Training

4. Fiduciary Audits / Compliance

Case Studies