Practice Areas
Institutional Asset Servicing involves the integration of a range of substantive laws and regulations, as they impact the holding and administration of investments, with a knowledge of related industry practices — including:
- Banking Laws and Regulations
- ERISA Title I (Fiduciary Matters)
- Mutual Fund (40’s Act Custody and Administration)
- Bank Collective Funds
- Commodities Futures Trading
- Prime Brokerage
- Derivatives / ISDA
- Sarbanes Oxley
- US Patriot Act
- Contracts
- Accounting (FASB Rules; Pricing Issues/Methods)
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