August, 1012 — New Client Memo Available: Dodd-Frank Changes Fiduciary Oversight and Duties

Posted by

This Memo provides valuable insights for fund sponsors, investment managers, trustee/custody banks and service providers.  It identifies new fiduciary duties and new types of risk created by Dodd-Frank.  It has a specific list of things sponsors, managers and banks will have to do to avoid potential liability under the new law.

Obtain a copy of the memo by emailing John Valentine directly at, or signing up for the periodic Client Bulletin.

Category : Articles